三、綜合題

　　1.

　　【正確答案】：(1)①發(fā)起人數(shù)額符合《公司法》的規(guī)定。根據(jù)規(guī)定，設(shè)立股份有限公司，發(fā)起人人數(shù)應(yīng)當(dāng)為2人以上200人以下，本題中，發(fā)起人人數(shù)為4名，符合法定人數(shù)。

　�、谡酃杀壤�符合《公司法》的規(guī)定。根據(jù)規(guī)定，有限責(zé)任公司變更為股份有限公司時(shí)，折合的實(shí)收股本總額不得高于公司凈資產(chǎn)額。本題中，折股比例并沒有超過100%，因此是符合規(guī)定的。

　　(1)①The number of promoters is right. According to the regulations, to incorporate a company limited by shares, there shall be not less than 2 but not more than 200 promoters. In this case, the number of promoters is four, and in line with the Company Law.

　�、赥he share exchange rate is in line with the Company Law. According to the regulations, where a company with limited liability is converted into a company limited by shares, the total amount of the actually received share capital to be converted shall not be greater than the amount of its net assets. In this case, the share exchange rate isn't larger than 100%, so it is all right.

　　(2)①?gòu)埬巢环�合�?dān)任股份有限公司董事的任職資格。根據(jù)規(guī)定，個(gè)人所負(fù)數(shù)額較大的債務(wù)到期未清償?shù)�，不得�?dān)任公司的董事、監(jiān)事和高級(jí)管理人員，張某所欠招商銀行到期貸款數(shù)額較大，因此不能擔(dān)任C公司的董事。

　�、谕跄巢环�合擔(dān)任股份有限公司董事資格。根據(jù)規(guī)定，董事、高級(jí)管理人員不得兼任監(jiān)事，王某是C公司的監(jiān)事，因此不能再擔(dān)任本公司的董事。

　�、劾钅撤�合擔(dān)任股份有限公司董事資格。李某在D公司擔(dān)任總經(jīng)理不影響其在股份有限公司擔(dān)任董事。

　　④趙某符合擔(dān)任股份有限公司董事資格。根據(jù)規(guī)定，擔(dān)任破產(chǎn)清算公司、企業(yè)的董事或者、廠長(zhǎng)、經(jīng)理，對(duì)該公司、企業(yè)的破產(chǎn)負(fù)有個(gè)人責(zé)任的，自該公司、企業(yè)破產(chǎn)清算完結(jié)之日起未逾3年的，不得擔(dān)任董事。本題中，趙某自其擔(dān)任的企業(yè)破產(chǎn)清算完結(jié)之日起已經(jīng)超過了3年。

　�、蒎X某不符合擔(dān)任股份有限公司獨(dú)立董事資格。根據(jù)規(guī)定，直接或間接持有上市公司已發(fā)行股份1%以上或者是上市公司前10名股東中的自然人股東，不得擔(dān)任獨(dú)立董事。本題中，錢某是持有股份有限公司1000萬股的股東，在股份有限公司發(fā)行5000萬元公眾股份之后，錢某持有股份有限公司的股份達(dá)到7.14%，另外，錢某也是C公司前十名股東中的自然人股東，因此不能擔(dān)任C公司的獨(dú)立董事。

　�、迣O某不符合擔(dān)任股份有限公司獨(dú)立董事資格。根據(jù)規(guī)定，在直接或間接持有上市公司已發(fā)行股份5%以上的股東單位或者在上市公司前五名股東任職的人員及其直系親屬，不得擔(dān)任獨(dú)立董事。本題中，孫某在本公司的股東D公司處擔(dān)任副經(jīng)理，D公司持有上市公司的股份比例超過了5%，并且D公司屬于前5名的股東，因此孫某不能擔(dān)任C公司的獨(dú)立董事。

　�、唿S某符合擔(dān)任股份有限公司獨(dú)立董事資格。

　　(2)①M(fèi)r. Zhang can't serve as a director. According to the regulations, a person who fails to liquidate a relatively large amount of personal debts when they are due can't serve as a director, supervisor, or senior manager of a company. Mr. Zhang owed a large amount of money to China Merchants Bank, so he can't serve as a director of Company C.

　�、贛r. Wang can't serve as a director. According to the Company Law, directors and senior managers shall not serve as supervisors. Mr. Wang is a supervisor of the company, so he can't serve as a director concurrently.

　�、跰r. Li can serve as a director. Mr. Li's serving as a general manager don't affect him as a director.

　　④Mr. Zhao can serve as a director. According to the regulations, a person who, being a director or the head or manager of a company or enterprise that went into bankruptcy and liquidation, was personally liable for the bankruptcy of the said company or enterprise, where less than three years have elapsed from the date liquidation of the company or enterprise is completed, can't serve as a director. In this case, three years have elapsed from the date liquidation of the company, so he can serve as a director.

　�、軲r. Qian can't serve as an independent director. According to the regulations, a natural person, who directly or indirectly holds more than 1% issued share of public company, or is one of the top ten shareholders of the public company, can't serve as an independent director. In this case, Mr. Qian holds 10,000,000 shares. His share reaches 7.14% after issuing 50,000,000 yuan's share. In addition, Mr. Qian is one of the top ten shareholders of the public company. So he can't serve as an independent director.

　�、轒r. Sun can't serve as an independent director. According to the regulations, the shareholder, who directly or indirectly holds more than 5% issued share of public company, or is one of the top five shareholders or their immediate family, can't serve as an independent director. In this case, Mr. Sun is a vice manager of Company D, the shareholder of the company. Company D holds more than 5% share of the company, and is one of the top five shareholders, so he can't serve as an independent director.

　�、進(jìn)r. Huang can serve as an independent director.

　　【10081578】